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標題: 被告應遵守相關交易規則 [打印本頁]

作者: sec2100    時間: 2021-11-14 10:28
標題: 被告應遵守相關交易規則
tpe 110金61


至原告又提出原證11即CME GROUP於109年4月16日發布之通知(見本院卷一第244頁至第255頁、卷二第197頁至第198頁),主張芝加哥商品交易所集團已於109年4月16日向所有使用市場資料之客戶通知系爭商品得以負值交易,被告既與之簽約,自亦有接受此一通知云云,然被告否認曾收受上開通知,雖被告不否認為CME之交易會員,然此不等同被告即為CME GROUP之交易會員,而必定有接獲CME GROUP之通知,原告又提出原證28、原證37即CME、CBOT、NYMEX、COMEX Rulebook(見本院卷二第207頁至第227頁、卷三第99頁至第169頁),主張被告應遵守相關交易規則,即被告有隨時追蹤、查核是否有交易規則變動,並公告予期貨交易人之責,然CME GROUP與CME、CBOT、NYMEX、COMEX究屬不同之主體,故亦難憑此逕認被告確有收受上開通知。

作者: sec2100    時間: 2021-11-14 10:32
https://www.cmegroup.com/content ... ebook/CME/I/1/1.pdf


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